SM
Steven C. Mooney
TRUIST ADVISORY SERVICES
PARKERSBURG, WV 26101
Some features on this profile are disabled
CRD#: 7488094
SM
Professional summary
Steven Chase Mooney, who also goes by Chase Mooney, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Parkersburg, West Virginia and TRUIST INVESTMENT SERVICES, INC. located in Ripley, West Virginia.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Steven has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chase Mooney
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
STEVEN CHASE MOONEY POSITION: Landlord NATURE: Renting a single-family home INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2024 ADDRESS: Parkersburg WV, United States DESCRIPTION: Collect rent and complete necessary repairs.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Chase Mooney's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 16, 2022 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 329 E 8th St Corner Of 8th And Avery, Parkersburg, WV 26101RIA
CRD#: 283390
PARKERSBURG, WV
Current
March 10, 2022 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 98 Academy Dr, Ripley, WV 25271Office #2: 280 Gihon Vlg, Parkersburg, WV 26101Office #3: 329 E 8th St Corner Of 8th And Avery, Parkersburg, WV 26101BD
CRD#: 17499
Ripley, WV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/24/2022)
RR
District of Columbia(1/31/2024)
RR
Florida(5/1/2023)
RR
Georgia(1/31/2024)
RR
Illinois(1/31/2024)
RR
Indiana(1/31/2024)
RR
Kansas(6/3/2024)
RR
Kentucky(1/31/2024)
RR
Louisiana(1/31/2024)
IAR
Louisiana(3/4/2024)
RR
Maryland(1/31/2024)
RR
New Jersey(1/31/2024)
RR
New York(1/31/2024)
RR
North Carolina(5/24/2022)
RR
Ohio(5/27/2022)
RR
Oklahoma(1/31/2024)
RR
Pennsylvania(1/31/2024)
RR
South Carolina(1/31/2024)
RR
Tennessee(1/31/2024)
RR
Texas(5/15/2023)
IAR
Texas(6/14/2023)
RR
Virginia(1/31/2024)
RR
West Virginia(5/10/2022)
IAR
West Virginia(5/16/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/10/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Parkersburg, WV 26101TRUST BUT VERIFY
Monitor Steven Mooney
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
