Bradley A. Booms

1ST SECURITIES MANAGEMENT,

Bad Axe, MI 48413-1279

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CRD#: 7486254

Professional summary

Bradley A Booms is a registered financial advisor currently at 1ST SECURITIES MANAGEMENT, INC located in Bad Axe, Michigan.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Bradley has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Booms Accounting, PLLC ; OWNER/CPA; Bad Axe, MI 2) Member; 263 E Huron LLC; Is the business investment related: No; Location of the business: 263 E Huron Ave Bad Axe MI 48413 United States; Description of the business: Commercial Real Estate Rental; Responsibilities Duties: Collect rent and pay expenses. Maintenance of building; Start date with business: 2023-12-14; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 1;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley A Booms's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2022 - Present

1ST SECURITIES MANAGEMENT, INC

Office #1: 263 E. Huron Avenue, Bad Axe, MI 48413-1279

RIA

CRD#: 135757

Bad Axe, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(1/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/23/2021

Uniform Investment Adviser Law Examination

Current Firm

1ST SECURITIES MANAGEMENT, INC

CRD#: 135757 / SEC#:

Michigan

Registered Investment Advisory firm - (6/29/2005 Approved)

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Contact information

Main Address

263 E. Huron Avenue, Bad Axe, MI 48413-1279

Mailing Address

Phone number

(989) 269-9231

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Bradley A. Booms

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley A Booms's CRS (Customer Relationship Summary).

Certified licenses

Experience

1ST SECURITIES MANAGEMENT, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/23/2021

Current Firm

1ST SECURITIES MANAGEMENT, INC

Contact information

Documents

Red Flags

Company Information

1ST SECURITIES MANAGEMENT, INC

TRUST BUT VERIFY

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