Austin B. Kelly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Austin B Kelly was a registered financial professional .
Austin is a previously registered financial professional and started their career in finance in 2022. Austin had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2024 - August 19, 2025
FG ADVISORY SERVICES, LLC.
August 15, 2022 - August 19, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 1, 2022 - August 19, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 7/1/2022
General Securities Representative ExaminationCurrent Firm
FG ADVISORY SERVICES, LLC.
CRD#: 329430 / SEC#: 801-129361
Contact information
Regulatory assets under management
| Total Number of Accounts | 273 |
| AUM (Assets Under Management) | $ 37,380,794 |
Red Flags
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