William P. Miller
Professional summary
William Peter Miller, who also goes by Pete Miller, is a registered financial professional currently at HAZARD & SIEGEL, INC. located in Dewitt, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 2022. William has worked at 3 firms and has passed the Series 63, Series 6TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Peter Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 19, 2024 - Present
HAZARD & SIEGEL, INC.
Office #1: 5793 Widewaters Parkway, Dewitt, NY 13214July 11, 2023 - May 20, 2024
TRANSAMERICA CAPITAL, LLC
March 23, 2022 - April 6, 2023
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 6TO
Date: 7/11/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 7TO
Date: 3/23/2022
General Securities Representative ExaminationFINRA
Current Firm
HAZARD & SIEGEL, INC.
CRD#: 2048 / SEC#: , 8-13942
Contact information
FINRA licenses (43 States and Territories)
Red Flags
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Company Information
HAZARD & SIEGEL, INC.
CRD#: 2048Dewitt, NY 13214TRUST BUT VERIFY
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