Alexander Sotir Joseph Jr
Professional Summary
Alexander Sotir Joseph JR is a registered financial advisor currently at HAZARD & SIEGEL, INC. located in Dewitt, New York. Alexander is registered as a RR (Registered Representative) and started their career in finance in 1997. Alexander has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
HAZARD & SIEGEL, INC.
Contact Information
Main Address
5793 Widewaters Parkway, Dewitt, NY 13214Mailing Address
Po Box 157, Syracuse, NY 13214Phone Number
(315) 414-0722Established
New York since 06/15/1971Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (43 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/26/2021)
(2/26/2016)
(4/29/2004)
(4/14/2008)
(2/5/2020)
(10/18/2023)
(12/22/2020)
(5/24/2010)
(7/2/2003)
(3/3/2004)
(7/1/2010)
(7/31/2023)
(4/4/2018)
(5/18/2010)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 1997About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Apr 2004About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Alexander Sotir Joseph JR's CRS (Customer Relationship Summary).
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