AS
Adam P. Swanson
MD FINANCIAL ADVISORS / VESTMENT FINANCIAL
ST. LOUIS PARK, MN
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CRD#: 7481200
AS
Professional summary
Adam Paul Swanson, who also goes by Adam Swanson, is a registered financial advisor currently at MD FINANCIAL ADVISORS / VESTMENT FINANCIAL located in St. Louis Park, Minnesota.
Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Adam has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Adam Swanson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF OBA: PAUL SWANSON CPA; ADDRESS OF OBA: BURNSVILLE, MN 55337; NATURE: CPA TAX FIRM; INVESTMENT RELATED: NO; TITLE WITH OBA: TAX PREPARER; DUTIES: SEASONAL WORK PREPARING INDIVIDUAL TAX RETURNS DURING TAX SEASON; START DATE: 02/2021; APPROX. NUMBER OF HOURS/MONTH: 40 - 50 (FEBRUARY, MARCH, APRIL); APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0
CRS (Client Relationship Summary) - RIA
Click below to view Adam Paul Swanson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 28, 2022 - Present
MD FINANCIAL ADVISORS / VESTMENT FINANCIAL
Office #2: 7935 Stone Creek Drive Suite 120, Chanhassen, MN 55317RIA
CRD#: 168771
ST. LOUIS PARK, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MF
MD FINANCIAL ADVISORS / VESTMENT FINANCIAL
MD FINANCIAL | VESTMENT FINANCIAL, LLC | VESTMENT FINANCIAL LLC | VESTMENT FINANCIAL | VESTMENT ADVISORY FINANCIAL GROUP | VESTMENT ADVISORS FINANCIAL GROUP, LLC | VESTMENT ADVISORS FINANCIAL GROUP | MD FINANCIAL ADVISORS / VESTMENT FINANCIAL | MD FINANCIAL / VESTMENT FINANCIAL
CRD#: 168771 / SEC#: 801-116812
RIA
Registered Investment Advisory firm - (6/18/2019 Approved)California
Registered Investment Advisory firm - (9/1/2019 Terminated)Connecticut
Registered Investment Advisory firm - (8/7/2019 Terminated)Louisiana
Registered Investment Advisory firm - (8/8/2019 Terminated)Massachusetts
Registered Investment Advisory firm - (8/2/2019 Terminated)Minnesota
Registered Investment Advisory firm - (8/5/2019 Terminated)New Hampshire
Registered Investment Advisory firm - (8/6/2019 Terminated)New York
Registered Investment Advisory firm - (8/2/2019 Terminated)North Carolina
Registered Investment Advisory firm - (8/30/2019 Terminated)Ohio
Registered Investment Advisory firm - (8/5/2019 Terminated)Rhode Island
Registered Investment Advisory firm - (8/2/2019 Terminated)Texas
Registered Investment Advisory firm - (8/2/2019 Terminated)Washington
Registered Investment Advisory firm - (9/2/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(3/28/2022)
IAR
Texas(2/27/2025)
Current Firm
MF
MD FINANCIAL ADVISORS / VESTMENT FINANCIAL
MD FINANCIAL | VESTMENT FINANCIAL, LLC | VESTMENT FINANCIAL LLC | VESTMENT FINANCIAL | VESTMENT ADVISORY FINANCIAL GROUP | VESTMENT ADVISORS FINANCIAL GROUP, LLC | VESTMENT ADVISORS FINANCIAL GROUP | MD FINANCIAL ADVISORS / VESTMENT FINANCIAL | MD FINANCIAL / VESTMENT FINANCIAL
CRD#: 168771 / SEC#: 801-116812
RIA
Registered Investment Advisory firm - (6/18/2019 Approved)California
Registered Investment Advisory firm - (9/1/2019 Terminated)Connecticut
Registered Investment Advisory firm - (8/7/2019 Terminated)Louisiana
Registered Investment Advisory firm - (8/8/2019 Terminated)Massachusetts
Registered Investment Advisory firm - (8/2/2019 Terminated)Minnesota
Registered Investment Advisory firm - (8/5/2019 Terminated)New Hampshire
Registered Investment Advisory firm - (8/6/2019 Terminated)New York
Registered Investment Advisory firm - (8/2/2019 Terminated)North Carolina
Registered Investment Advisory firm - (8/30/2019 Terminated)Ohio
Registered Investment Advisory firm - (8/5/2019 Terminated)Rhode Island
Registered Investment Advisory firm - (8/2/2019 Terminated)Texas
Registered Investment Advisory firm - (8/2/2019 Terminated)Washington
Registered Investment Advisory firm - (9/2/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7935 Stone Creek Drive Suite 120, Chanhassen, MN 55317
Mailing Address
Phone number
(888) 256-6855
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,758 |
| AUM (Assets Under Management) | $ 243,201,465 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
