Kevin J. Horgan

MUNTZ FINANCIAL

Doylestown, PA 18901

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CRD#: 7480814

Professional summary

Kevin Joseph Horgan is a registered financial advisor currently at MUNTZ FINANCIAL, LLC located in Doylestown, Pennsylvania.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Kevin has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Horgan Tax Consulting - Tax preparation and consulting services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Joseph Horgan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 17, 2021 - Present

MUNTZ FINANCIAL, LLC

Office #1: 108 N. Main Street Suite 202, Doylestown, PA 18901

RIA

CRD#: 145971

Doylestown, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MUNTZ FINANCIAL, LLC

JKL RETIREMENT | MUNTZ FINANCIAL, LLC | MUNTZ FINANCIAL

CRD#: 145971 / SEC#: 801-131242

RIA

Registered Investment Advisory firm - (10/3/2024 Approved)

New Jersey

Registered Investment Advisory firm - (12/17/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (12/18/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(12/17/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

MUNTZ FINANCIAL, LLC

JKL RETIREMENT | MUNTZ FINANCIAL, LLC | MUNTZ FINANCIAL

CRD#: 145971 / SEC#: 801-131242

RIA

Registered Investment Advisory firm - (10/3/2024 Approved)

New Jersey

Registered Investment Advisory firm - (12/17/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (12/18/2024 Terminated)

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Contact information

Main Address

108 N. Main Street Suite 202, Doylestown, PA 18901

Mailing Address

Phone number

(215) 262-6909

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV II (4/7/2025)

Regulatory assets under management

Total Number of Accounts	229
AUM (Assets Under Management)	$ 153,190,676

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kevin J. Horgan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Joseph Horgan's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUNTZ FINANCIAL, LLC

Primary Firm SEC Registration

MUNTZ FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Current Firm

MUNTZ FINANCIAL, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MUNTZ FINANCIAL, LLC

TRUST BUT VERIFY

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