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JB

Jeffrey B. Berman

TRIFECTA CAPITAL ADVISORS
NORTHBROOK, IL 60062
Some features on this profile are disabled
CRD#: 7480586
JB

Professional summary

Jeffrey Brent Berman, who also goes by Jeff Berman, is a registered financial advisor currently at TRIFECTA CAPITAL ADVISORS, LLC located in Northbrook, Illinois.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Jeffrey has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jeff Berman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Brent Berman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 19, 2022 - Present

TRIFECTA CAPITAL ADVISORS, LLC

Office #1: 400 Skokie Blvd Suite 455, Northbrook, IL 60062
RIA
CRD#: 317391
NORTHBROOK, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
TRIFECTA CAPITAL ADVISORS, LLC
TRIFECTA CAPITAL ADVISORS | TRIFECTA CAPITAL ADVISORS, LLC

CRD#: 317391 / SEC#: 801-123043

RIA
Registered Investment Advisory firm - (1/14/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(1/19/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/15/2021
Uniform Investment Adviser Law Examination

Current Firm

TC
TRIFECTA CAPITAL ADVISORS, LLC
TRIFECTA CAPITAL ADVISORS | TRIFECTA CAPITAL ADVISORS, LLC

CRD#: 317391 / SEC#: 801-123043

RIA
Registered Investment Advisory firm - (1/14/2022 Approved)
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Contact information

Main Address
400 Skokie Blvd Suite 455, Northbrook, IL 60062
Mailing Address
Phone number
+1 (847) 495-2464
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (4/23/2025)

Regulatory assets under management

Total Number of Accounts424
AUM (Assets Under Management)$ 712,181,349

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRIFECTA CAPITAL ADVISORS, LLC

CRD#: 317391Northbrook, IL 60062

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