Bolong Cao
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bolong Cao, CFA, who also goes by Acton Cao, was a registered financial professional .
Bolong is a previously registered financial professional and started their career in finance in 2021. Bolong had worked at 1 firm and has passed the Series 66 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 2021 - October 5, 2022
SUN GLOBAL LLC
State Registrations and Notice Filings
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Exams
Current Firm
SUN GLOBAL LLC
CRD#: 317484 / SEC#: 801-129826
Contact information
Regulatory assets under management
| Total Number of Accounts | 16 |
| AUM (Assets Under Management) | $ 5,566,610 |
Red Flags
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