Rhowan B. Ahmed
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rhowan Babekir Ahmed, who also goes by Rhowan Ahmed, was a registered financial professional .
Rhowan is a previously registered financial professional and started their career in finance in 2022. Rhowan had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2024 - April 28, 2025
ERNST & YOUNG INVESTMENT ADVISERS LLP
March 29, 2022 - November 9, 2022
J.P. MORGAN SECURITIES LLC
March 28, 2022 - November 9, 2022
J.P. MORGAN SECURITIES LLC
Primary Firm SEC Registration
ERNST & YOUNG INVESTMENT ADVISERS LLP
CRD#: 110921 / SEC#: 801-48596
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 7TO
Date: 3/28/2022
General Securities Representative ExaminationCurrent Firm
ERNST & YOUNG INVESTMENT ADVISERS LLP
CRD#: 110921 / SEC#: 801-48596
Contact information
SEC notice filing (52 States and Territories)
Red Flags
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