Kyle E. Hoeppner

RUSSELL INVESTMENTS

Milwaukee, WI 53202

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CRD#: 7474267

Professional summary

Kyle E Hoeppner, who also goes by Kyle E Hoeppner, Kyle Edward Hoeppner, Kyle Hoeppner, is a registered financial advisor currently at RUSSELL INVESTMENTS located in Milwaukee, Wisconsin and RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC located in Milwaukee, Wisconsin.

Kyle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Kyle has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kyle E Hoeppner | Kyle Edward Hoeppner | Kyle Hoeppner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kyle E Hoeppner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 21, 2024 - Present

RUSSELL INVESTMENTS

Office #1: 833 E. Michigan Street Suite 850, Milwaukee, WI 53202

RIA

CRD#: 105734

Milwaukee, WI

Current

June 21, 2024 - Present

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

Office #1: 833 E. Michigan Street Suite 850, Milwaukee, WI 53202

CRD#: 21771

Milwaukee, WI

Past

March 17, 2023 - May 24, 2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

DELAFIELD, WI

Past

March 17, 2023 - May 24, 2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

DELAFIELD, WI

Past

June 14, 2022 - February 1, 2023

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

CHICAGO, IL

Past

April 12, 2022 - January 30, 2023

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

CHICAGO, IL

Past

January 1, 2022 - February 10, 2023

PARK AVENUE SECURITIES LLC

CRD#: 46173

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RUSSELL INVESTMENTS

FRANK RUSSELL INVESTMENT MANAGEMENT COMPANY | RUSSELL INVESTMENTS | RUSSELL INVESTMENT MANAGEMENT, LLC | RUSSELL INVESTMENT MANAGEMENT COMPANY | RUSSELL INVESTMENT GROUP

CRD#: 105734 / SEC#: 801-17141

RIA

Registered Investment Advisory firm - (5/21/1982 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Ohio
(6/22/2024)

Ohio
(10/18/2024)

IAR

Pennsylvania
(6/24/2024)

Pennsylvania
(10/18/2024)

Washington
(6/21/2024)

IAR

Washington
(6/21/2024)

Wisconsin
(6/21/2024)

IAR

Wisconsin
(6/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/2/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/29/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/18/2021

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

RUSSELL INVESTMENTS

FRANK RUSSELL INVESTMENT MANAGEMENT COMPANY | RUSSELL INVESTMENTS | RUSSELL INVESTMENT MANAGEMENT, LLC | RUSSELL INVESTMENT MANAGEMENT COMPANY | RUSSELL INVESTMENT GROUP

CRD#: 105734 / SEC#: 801-17141

RIA

Registered Investment Advisory firm - (5/21/1982 Approved)

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Contact information

Main Address

1301 Second Avenue 18th Floor, Seattle, WA 98101

Mailing Address

Phone number

(206) 505-7877

Established

Firm type

Fiscal year end

# of Employees

589

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RUSSELL INVESTMENT MANAGEMENT, LLC (3/28/2025)

Regulatory assets under management

Total Number of Accounts	69,312
AUM (Assets Under Management)	$ 62,376,876,918

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kyle E. Hoeppner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kyle E Hoeppner's CRS (Customer Relationship Summary).

Certified licenses

Experience

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

PARK AVENUE SECURITIES LLC

Primary Firm SEC Registration

RUSSELL INVESTMENTS

State Registrations and Notice Filings

Exams

Series 66

Date: 3/2/2022

Series 7TO

Date: 12/29/2021

SIE

Date: 9/18/2021

FINRA

Current Firm

RUSSELL INVESTMENTS

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RUSSELL INVESTMENTS

TRUST BUT VERIFY

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