Colin S. Dixon

MILLENNIUM INVESTMENT AND RETIREMENT ADVISORS

WINSTON SALEM, NC

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CRD#: 7473584

Professional summary

Colin Stevens Dixon is a registered financial advisor currently at MILLENNIUM INVESTMENT AND RETIREMENT ADVISORS, LLC located in Winston Salem, North Carolina.

Colin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Colin has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CORPORATE PROFIT STRATEGIES DBA CREIDEAS - CONSULTANT AND OFFICER. 8/2021 TO PRESENT. DUTIES INCLUDE OFFERING CLIENT RELATIONS AND SERVICE. NOT INVESTMENT RELATED. LESS THAN 10% OF TIME EACH MONTH. 2) INSURANCE AGENT - 5/2022 to PRESENT. INVESTMENT RELATED. DUTIES INCLUDE OFFERININSURANCE PRODUCTS AND SERVICES TO CLIENTS AND PROSPECTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Colin Stevens Dixon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 20, 2024 - Present

MILLENNIUM INVESTMENT AND RETIREMENT ADVISORS, LLC

RIA

CRD#: 117868

WINSTON SALEM, NC

Past

December 16, 2021 - September 20, 2024

EXPAND FINANCIAL, LLC

RIA

CRD#: 152515

WINSTON SALEM, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MILLENNIUM INVESTMENT AND RETIREMENT ADVISORS, LLC

MILLENNIUM | RICKY G. CANIPE DBA MILLENNIUM FINANCIAL SERVICES | MIRA | MILLENNIUM INVESTMENT AND RETIREMENT ADVISORS, LLC | MILLENNIUM FINANCIAL SERVICES

CRD#: 117868 / SEC#: 801-76544

RIA

Registered Investment Advisory firm - (4/26/2012 Approved)

North Carolina

Registered Investment Advisory firm - (4/27/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(9/20/2024)

IAR

Texas
(9/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/10/2021

Uniform Investment Adviser Law Examination

Current Firm

MILLENNIUM INVESTMENT AND RETIREMENT ADVISORS, LLC

MILLENNIUM | RICKY G. CANIPE DBA MILLENNIUM FINANCIAL SERVICES | MIRA | MILLENNIUM INVESTMENT AND RETIREMENT ADVISORS, LLC | MILLENNIUM FINANCIAL SERVICES

CRD#: 117868 / SEC#: 801-76544

RIA

Registered Investment Advisory firm - (4/26/2012 Approved)

North Carolina

Registered Investment Advisory firm - (4/27/2012 Terminated)

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Contact information

Main Address

Winston Salem, NC

Mailing Address

1959 N. Peace Haven Rd. Box 157, Winston Salem, NC 27106

Phone number

(800) 344-4038

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MILLENNIUM INVESTMENT & RETIREMENT ADVISORS, LLC FORM ADV PART 2A FIRM BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	647
AUM (Assets Under Management)	$ 1,374,389,476

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Colin S. Dixon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Colin Stevens Dixon's CRS (Customer Relationship Summary).

Certified licenses

Experience

MILLENNIUM INVESTMENT AND RETIREMENT ADVISORS, LLC

EXPAND FINANCIAL, LLC

Primary Firm SEC Registration

MILLENNIUM INVESTMENT AND RETIREMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/10/2021

Current Firm

MILLENNIUM INVESTMENT AND RETIREMENT ADVISORS, LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MILLENNIUM INVESTMENT AND RETIREMENT ADVISORS, LLC

TRUST BUT VERIFY

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