Stephanie E. Krantz
Professional summary
Stephanie Elizabeth Krantz, who also goes by Stephanie Elizabeth Herrera, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Newark, New Jersey.
Stephanie is registered as a RR (Registered Representative) and started their career in finance in 2022. Stephanie has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephanie Elizabeth Krantz's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 17, 2022 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 1 Gateway Center Suite 610, Newark, NJ 07102State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2023)
(1/5/2023)
(1/3/2023)
(1/18/2022)
(3/6/2023)
(1/3/2023)
(3/6/2023)
(1/3/2023)
(3/6/2023)
Exams
Series 7TO
Date: 1/17/2022
General Securities Representative ExaminationFINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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