Christopher Neuner
Professional summary
Christopher Neuner is a registered financial professional currently at CAPFINANCIAL SECURITIES, LLC. located in Tampa, Florida.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2024. Christopher has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Neuner's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 19, 2026 - Present
CAPFINANCIAL SECURITIES, LLC.
Office #1: 400 N Tampa St Suite 1800, Tampa, FL 33602August 30, 2024 - April 20, 2026
TRUIST ADVISORY SERVICES, INC.
April 15, 2024 - April 20, 2026
TRUIST INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/19/2026)
(4/21/2026)
Exams
Series 7TO
Date: 4/15/2024
General Securities Representative ExaminationFINRA
Current Firm
CAPFINANCIAL SECURITIES, LLC.
CRD#: 126291 / SEC#: , 8-65870
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE CAPFINANCIAL GROUP, LLC | MEMBER | |
| BUCHANAN, DENISE MCGEE | CCO/MUNI PRINCIPAL/SENIOR DIRECTOR/FINOP/PFO/POO | 1284353 |
| EARLS, MARY CHRISTINE | SENIOR DIRECTOR/FINOP | 6178047 |
| HOYLE, WILSON SMITH III | MANAGING DIRECTOR | 2444392 |
| SHOFF, DERICK DON | MANAGING DIRECTOR | 1140640 |
| STROTHER, MICHAEL DAVID | SENIOR DIRECTOR, FINOP | 2457427 |
Disclosures
| Regulatory Event | 1 |
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