Ryan M. Walsh
Professional summary
Ryan Michael Walsh is a registered financial advisor currently at TRANSAMERICA RETIREMENT ADVISORS, LLC located in Denver, Colorado and TRANSAMERICA INVESTORS SECURITIES, LLC located in Plymouth, Minnesota.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Ryan has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Michael Walsh's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 19, 2024 - Present
TRANSAMERICA RETIREMENT ADVISORS, LLC
September 10, 2022 - Present
TRANSAMERICA INVESTORS SECURITIES, LLC
Primary Firm SEC Registration
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/14/2023)
(1/19/2024)
(2/14/2023)
Exams
Series 6TO
Date: 9/9/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 212,836 |
| AUM (Assets Under Management) | $ 16,157,423,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2025 | ||
| 10/25/2024 | ||
| 07/25/2023 |
Red Flags
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