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CL

Carl P. Lundberg

GQR SECURITIES
Greenwich, CT 06830
Some features on this profile are disabled
CRD#: 7469482
CL

Professional summary

Carl Peter Oscar Edmund Lundberg, who also goes by Carl Lundberg, is a registered financial professional currently at GQR SECURITIES LLC located in Greenwich, Connecticut.

Carl is registered as a RR (Registered Representative) and started their career in finance in 2021. Carl has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Carl Lundberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Carl Peter Oscar Edmund Lundberg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 16, 2026 - Present

GQR SECURITIES LLC

Office #1: 500 W Putnam Ave Suite 400, Greenwich, CT 06830
BD
CRD#: 300998
Greenwich, CT
Past

December 22, 2021 - May 11, 2026

FDX CAPITAL LLC

BD
CRD#: 119302
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/14/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/22/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/28/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

GS
GQR SECURITIES LLC
GQR SECURITIES LLC

CRD#: 300998 / SEC#: , 8-70305

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
500 W Putnam Ave Suite 400, Greenwich, CT 06830
Mailing Address
500 W Putnam Ave Suite 400, Greenwich, CT 06830
Phone number
(203) 489-6986
Established
Delaware since 02/26/2019
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
REILLY, EUGENE TCEO/CCO2996780
SILVESTRO, MICHELEFINOP6960939

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GQR SECURITIES LLC

CRD#: 300998Greenwich, CT 06830

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