Gilbert R. Cassagne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gilbert Raleigh Cassagne, who also goes by Gilbert Raleigh Casssagne, Gil Cassagne, Gilbert Raleigh Cassagne, was a registered financial professional .
Gilbert is a previously registered financial professional and started their career in finance in 2021. Gilbert had worked at 1 firm and has passed the Series 65 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 29, 2021 - November 4, 2025
PRIME CAPITAL FINANCIAL
Primary Firm SEC Registration
PRIME CAPITAL FINANCIAL
CRD#: 288712 / SEC#: 801-110709
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRIME CAPITAL FINANCIAL
CRD#: 288712 / SEC#: 801-110709
Contact information
SEC notice filing (52 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 44,399 |
| AUM (Assets Under Management) | $ 30,111,066,570 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
