Tobias Meier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tobias Meier was a registered financial professional .
Tobias is a previously registered financial professional and started their career in finance in 2022. Tobias had worked at 1 firm and has passed the Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2022 - March 15, 2022
SWISS RE CAPITAL MARKETS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/18/2022
General Securities Representative ExaminationCurrent Firm
SWISS RE CAPITAL MARKETS CORPORATION
CRD#: 39978 / SEC#: , 8-48914
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SWISS RE AMERICA HOLDING CORPORATION | DIRECT OWNER | |
| CHIN, JIAWEI MS | LEGAL COUNSEL | 7948579 |
| CHODKOWSKI, ADAM | DIRECTOR AND CORPORATE SECRETARY | |
| KERENYI, ATTILA FLAVIO | DIRECTOR | 7264806 |
| KIELY, JAMES F | CHIEF COMPLIANCE OFFICER | 2457647 |
| MANTEUFEL, MATTHEW THOMAS | CHIEF FINANCIAL OFFICER, FINANCIAL & OPERATIONS PRINCIPAL, PRINCIPAL FINANCIAL OFFICER & PRINCIPAL OPERATIONS OFFICER | 7684713 |
| MONNIER, JEAN-LOUIS MARIE MARCEL | CHIEF EXECUTIVE OFFICER | 7074379 |
| PELECKIS, ANTHONY J III | CHIEF RISK OFFICER | 7564033 |
| TOPCUOGLU, SIVEZAT LALE | DIRECTOR | 3265843 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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