Thomas E. Miller
Professional summary
Thomas Eric Miller is a registered financial professional currently at BIDS TRADING L.P. located in New York, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2022. Thomas has worked at 1 firm and has passed the Series 57TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Eric Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 27, 2022 - Present
BIDS TRADING L.P.
Office #1: One Liberty Plaza 165 Broadway 23rd Floor, New York, NY, 10006State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/30/2023
Securities Trader ExamSeries 7TO
Date: 7/27/2022
General Securities Representative ExaminationFINRA
Current Firm
BIDS TRADING L.P.
CRD#: 141296 / SEC#: , 8-67376
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BIDS HOLDINGS L.P. | SOLE LIMITED PARTNER | |
| BERTE, STEPHEN | PRESIDENT | 6813438 |
| BIDS HOLDINGS GP LLC | GENERAL PARTNER | |
| BOLTON, STEPHEN ANTHONY | PRINCIPAL FINANCIAL OFFICER | 7201776 |
| LAZO, THEODORE RICHARD | CHIEF LEGAL OFFICER | 7215911 |
| SARHAN, ADEL | CHIEF OPERATING OFFICER | 5354052 |
| SMITH, BRIAN | CHIEF COMPLIANCE OFFICER | 2866603 |
Disclosures
| Regulatory Event | 2 |
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