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MA

Mukesh Ahuja

WOODSIDE CAPITAL SECURITIES LLC
Palo Alto, CA 94306
Some features on this profile are disabled
CRD#: 7467333
MA

Professional summary

Mukesh Ahuja is a registered financial professional currently at WOODSIDE CAPITAL SECURITIES LLC located in Palo Alto, California.

Mukesh is registered as a RR (Registered Representative) and started their career in finance in 2022. Mukesh has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mukesh Ahuja's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 11, 2022 - Present

WOODSIDE CAPITAL SECURITIES LLC

Office #1: 2650 Birch Street Suite 100, Palo Alto, CA 94306
BD
CRD#: 152603
Palo Alto, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/15/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 2/14/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/10/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/8/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

WC
WOODSIDE CAPITAL SECURITIES LLC
WOODSIDE CAPITAL SECURITIES LLC

CRD#: 152603 / SEC#: , 8-68469

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
2650 Birch Street Suite 100, Palo Alto, CA 94306
Mailing Address
2650 Birch Street Suite 100, Palo Alto, CA 94306
Phone number
(650) 513-2755
Established
Delaware since 08/21/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
WOODSIDE CAPITAL PARTNERS INTERNATIONAL LLCOWNER, MANAGING MEMBER
BURGER, RUDOLPH EDWARDMANAGING DIRECTOR, CCO
COLLINS, ELIZABETH SARAHFINOP, CFO4714831

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WOODSIDE CAPITAL SECURITIES LLC

CRD#: 152603Palo Alto, CA 94306

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