Patrick R. Mulcahy
Professional summary
Patrick R Mulcahy, who also goes by Patrick R Mulcahy, is a registered financial professional currently at ARCOLA SECURITIES, INC. located in New York, New York.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 2021. Patrick has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick R Mulcahy's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 31, 2022 - Present
ARCOLA SECURITIES, INC.
Office #1: 1211 Avenue Of The Americas 41st Floor, New York, NY, 10036May 2, 2022 - September 9, 2022
MORGAN STANLEY
November 24, 2021 - February 3, 2022
AEGIS CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/31/2022)
Exams
Series 7TO
Date: 11/24/2021
General Securities Representative ExaminationFINRA
Current Firm
ARCOLA SECURITIES, INC.
CRD#: 147952 / SEC#: , 8-67940
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ANNALY TRS, INC. | SHAREHOLDER | |
| GRIFFIN, JOHANNA | DIRECTOR | 2008809 |
| HERNANDEZ, MIKE | CFO/FINOP, TREASURER | 3042594 |
| HUNT, JON THOMAS | DIRECTOR, PRESIDENT | 2929809 |
| KOUKOURAS, PANAGIOTI | DIRECTOR | 4694542 |
| MCKIM, JASON DAVID | GENERAL COUNSEL, SECRETARY | 6333143 |
| TRUZZI, ROCHELLE ANN | CHIEF COMPLIANCE OFFICER, AMLCO | 2754706 |
Red Flags
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