WW
Wei Wu
CETERA INVESTMENT ADVISERS LLC
MARIETTA, GA
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CRD#: 7466765
WW
Professional summary
Wei Wu, who also goes by Weihua Wu, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Marietta, Georgia and CETERA WEALTH SERVICES, LLC located in Marietta, Georgia.
Wei is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Wei has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Weihua Wu
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CARELONRX POSITION: Business Information Consultant NATURE: I am a consultant serving CarelonRx, a pharmacy benefit management company. INVESTMENT RELATED: No NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 50 START DATE: 11/18/2019 ADDRESS: 1414 Little Willeo Rd, Marietta GA 30068, United States DESCRIPTION: My job duty is to help their internal clients (most pharmacists) to control the cost of care associated with the Medical/Rx drugs. 2) HUIWEI WEALTH MANAGEMENT INC. POSITION: Owner NATURE: Tax entity of Avantax business INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 100 START DATE: 06/30/2022 ADDRESS: 1414 Little Willeo Rd, Marietta GA 30068, United States DESCRIPTION: Provide accounting, tax and other financial consulting services.?Sell security products and provide advisory service. Sell Annuity, including fixed annuity, equity indexed annuity, and variable annuity 3)USANA Health Sciences, Inc.; Contractor; Usana Health Sciences is a Utah-based multi-level marketing company that produces various nutritional products, dietary supplements and skincare products. I joined the MLM sales network to buy health supplement mostly for my family and close friends.; NIR; 0; 08/01/2021; 1414 Little Willeo Rd Marietta GA 30068; Purchase health supplements, and may receive reimbursement or rewards if I or my underline personnel make purchase.
CRS (Client Relationship Summary) - RIA
Click below to view Wei Wu's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
MARIETTA, GA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
MARIETTA, GA
Past
March 11, 2022 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
MARIETTA, GA
Past
March 10, 2022 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
MARIETTA, GA
Past
January 4, 2022 - March 11, 2022
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
DULUTH, GA
Past
December 10, 2021 - March 11, 2022
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(9/5/2025)
RR
California(9/5/2025)
RR
Georgia(9/5/2025)
IAR
Georgia(9/5/2025)
RR
Iowa(9/5/2025)
RR
Massachusetts(9/5/2025)
RR
Michigan(9/5/2025)
RR
New Jersey(9/5/2025)
RR
New York(9/5/2025)
RR
South Carolina(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Washington(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/10/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
