Charles S. Boardman
Professional summary
Charles Schroeder Boardman, who also goes by Charles Boardman, Charlie Boardman, is a registered financial advisor currently at CAPITAL GROUP PRIVATE CLIENT SERVICES, INC. located in New York, New York.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Charles has worked at 3 firms and has passed the Series 65, Series 63, Series 87 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Charles Schroeder Boardman's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 12, 2025 - Present
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.
Office #1: 399 Park Avenue 34th Fl., New York, NY, 10022March 31, 2023 - April 22, 2025
EVERCORE GROUP L.L.C.
June 6, 2022 - March 17, 2023
UBS SECURITIES LLC
Primary Firm SEC Registration
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.
CRD#: 312837 / SEC#: 801-121267
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/10/2025)
(7/31/2025)
(7/10/2025)
(7/11/2025)
(6/12/2025)
(7/10/2025)
Exams
Current Firm
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.
CRD#: 312837 / SEC#: 801-121267
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 12,073 |
| AUM (Assets Under Management) | $ 42,713,999,861 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2024 | ||
| 07/28/2023 | ||
| 10/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
