EC
Edward J. Cole
CROSS BORDER FINANCIAL PLANNING USA LLC
Marina del Rey, CA
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CRD#: 7466645
EC
Professional summary
Edward James Benjamin Cole is a registered financial advisor currently at CROSS BORDER FINANCIAL PLANNING USA LLC located in Marina Del Rey, California.
Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Edward has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Cross Border Financial Planning Ltd; investment related; 6 Union Road, Chippenham, SN15 1HW, United Kingdom; UK financial advice; Financial Adviser; since 6/2016; approx 8 hours/month devoted to this business; approx 1 hour/week devoted to this business during US securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Edward James Benjamin Cole's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 15, 2022 - Present
CROSS BORDER FINANCIAL PLANNING USA LLC
RIA
CRD#: 317154
Marina del Rey, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CB
CROSS BORDER FINANCIAL PLANNING USA LLC
CROSS BORDER FINANCIAL PLANNING USA LLC | TRISKELL WEALTH
CRD#: 317154 / SEC#: 801-132483
RIA
Registered Investment Advisory firm - (4/21/2025 Approved)California
Registered Investment Advisory firm - (5/22/2025 Terminated)New York
Registered Investment Advisory firm - (4/22/2025 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/23/2025 Terminated)Texas
Registered Investment Advisory firm - (4/22/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(8/11/2023)
IAR
Pennsylvania(6/13/2022)
IAR
Texas(5/15/2022)
Current Firm
CB
CROSS BORDER FINANCIAL PLANNING USA LLC
CROSS BORDER FINANCIAL PLANNING USA LLC | TRISKELL WEALTH
CRD#: 317154 / SEC#: 801-132483
RIA
Registered Investment Advisory firm - (4/21/2025 Approved)California
Registered Investment Advisory firm - (5/22/2025 Terminated)New York
Registered Investment Advisory firm - (4/22/2025 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/23/2025 Terminated)Texas
Registered Investment Advisory firm - (4/22/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2001 Market St. Suite 2500, Philadelphia, PA 19103
Mailing Address
Phone number
(267) 946-1099
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 319 |
| AUM (Assets Under Management) | $ 114,664,126 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
