MC
Mistie R. Cadman
VANGUARD MARKETING
PLANO, TX 75024
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CRD#: 7464707
MC
Mistie Renea CadmanVANGUARD MARKETING
Professional summary
Mistie Renea Cadman, who also goes by Mistie Cadman, Mistie Renea Shook, Mistie Renea Sullivan, Mistie Renee Sullivan, is a registered financial professional currently at VANGUARD MARKETING CORPORATION located in Plano, Texas.
Mistie is registered as a RR (Registered Representative) and started their career in finance in 2022. Mistie has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Aliases
Mistie Cadman | Mistie Renea Shook | Mistie Renea Sullivan | Mistie Renee Sullivan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Mistie Renea Cadman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 20, 2021 - Present
VANGUARD MARKETING CORPORATION
Office #1: 7900 Windrose Ave, Plano, TX 75024BD
CRD#: 7452
PLANO, TX
Past
March 5, 2022 - June 16, 2026
VANGUARD ADVISERS, INC.
RIA
CRD#: 106715
PLANO, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/28/2023)
RR
Alaska(12/8/2023)
RR
Arizona(3/14/2022)
RR
Arkansas(12/1/2023)
RR
California(11/28/2023)
RR
Colorado(11/29/2023)
RR
Connecticut(11/28/2023)
RR
Delaware(12/19/2023)
RR
District of Columbia(12/5/2023)
RR
Florida(11/29/2023)
RR
Georgia(11/29/2023)
RR
Hawaii(1/2/2024)
RR
Idaho(11/29/2023)
RR
Illinois(12/11/2023)
RR
Indiana(11/28/2023)
RR
Iowa(12/1/2023)
RR
Kansas(11/28/2023)
RR
Kentucky(11/28/2023)
RR
Louisiana(11/28/2023)
RR
Maine(11/28/2023)
RR
Maryland(12/4/2023)
RR
Massachusetts(12/4/2023)
RR
Michigan(11/30/2023)
RR
Minnesota(11/28/2023)
RR
Mississippi(11/29/2023)
RR
Missouri(11/28/2023)
RR
Montana(11/28/2023)
RR
Nebraska(11/28/2023)
RR
Nevada(12/4/2023)
RR
New Hampshire(11/28/2023)
RR
New Jersey(11/28/2023)
RR
New Mexico(11/28/2023)
RR
New York(11/28/2023)
RR
North Carolina(12/1/2023)
RR
North Dakota(12/4/2023)
RR
Ohio(11/28/2023)
RR
Oklahoma(11/28/2023)
RR
Oregon(12/1/2023)
RR
Pennsylvania(11/29/2023)
RR
Puerto Rico(12/6/2023)
RR
Rhode Island(11/30/2023)
RR
South Carolina(11/29/2023)
RR
South Dakota(11/28/2023)
RR
Tennessee(11/29/2023)
RR
Texas(3/5/2022)
RR
Utah(11/28/2023)
RR
Vermont(11/28/2023)
RR
Virgin Islands(11/29/2023)
RR
Virginia(11/28/2023)
RR
Washington(11/28/2023)
RR
West Virginia(11/30/2023)
RR
Wisconsin(11/28/2023)
RR
Wyoming(11/28/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/20/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VM
VANGUARD MARKETING CORPORATION
VANGUARD BROKERAGE SERVICES | VANGUARD MARKETING CORPORATION
CRD#: 7452 / SEC#: , 8-21570
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
100 Vanguard Blvd, Malvern, PA 19355
Mailing Address
5951 Luckett Court Suite A1, El Paso, TX 79932-1882
Phone number
(610) 669-1000
Established
Pennsylvania since 04/21/1977
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VANGUARD GROUP, INC. | PARENT COMPANY | |
| BENDL, JOHN WESLEY | DIRECTOR, SENIOR VICE PRESIDENT | 6931980 |
| BISORDI, JOHN | DIRECTOR, VICE PRESIDENT, GENERAL COUNSEL | 7526828 |
| BOATENG, AMMA ACHEAMPOMAA | DIRECTOR, SENIOR VICE PRESIDENT | 4677078 |
| BRANCATO, MATTHEW CLARK | DIRECTOR, VICE PRESIDENT | 6220380 |
| JAMES, JOHN MARK | DIRECTOR, SENIOR VICE PRESIDENT | 5594356 |
| KADJESKI, ANDREW MICHAEL | CHAIRMAN, PRESIDENT, DIRECTOR, CEO | 4708335 |
| PANTALONE, SALVATORE L JR | PRINCIPAL FINANCIAL OFFICER | 2887373 |
| PETTY, DAVID | VICE PRESIDENT | 5684895 |
| STEWART, MARC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2688699 |
| TRETTER, MATTHEW ANTHONY | PRINCIPAL OPERATIONS OFFICER | 5956530 |
Disclosures
| Regulatory Event | 47 |
| Arbitration | 8 |
Red Flags
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Company Information
VANGUARD MARKETING CORPORATION
CRD#: 7452Plano, TX 75024TRUST BUT VERIFY
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