Cory F. Riegelhaupt
Professional summary
Cory Franklin Riegelhaupt, who also goes by Cory F Riegelhaupt, Cory Riegelhaupt, is a registered financial professional currently at OLD MISSION CAPITAL, LLC located in New York, New York.
Cory is registered as a RR (Registered Representative) and started their career in finance in 2022. Cory has worked at 3 firms and has passed the Series 7TO, Series 57TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Cory Franklin Riegelhaupt's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 14, 2023 - Present
OLD MISSION CAPITAL, LLC
Office #1: 120 Broadway Street, New York, NY 10271December 14, 2023 - December 26, 2024
OLD MISSION MARKETS LLC
March 10, 2022 - December 12, 2022
SUSQUEHANNA SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/5/2024
General Securities Representative ExaminationSeries 57TO
Date: 3/10/2022
Securities Trader ExamBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
OLD MISSION CAPITAL, LLC
CRD#: 146991 / SEC#: , 8-67867
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 8 |
Red Flags
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