MG
Mason T. Grothuesmann
BANKERS LIFE ADVISORY SERVICES
Colorado Springs, CO 80907
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CRD#: 7462114
MG
Professional summary
Mason Ted Grothuesmann, who also goes by Mason Grothuesmann, is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Colorado Springs, Colorado and BANKERS LIFE SECURITIES, INC. located in Colorado Springs, Colorado.
Mason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Mason has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mason Grothuesmann
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BANKERS LIFE AND CASUALTY POSITION: Unit Field Trainer NATURE: Sale of Life and Health Products Sale of MA products from United Health Care, Humana, and Aetna. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 03/02/2020 ADDRESS: 3401 Quebec St STE 6500, Denver CO 80207, United States DESCRIPTION: Recruit and train insurance agents. I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC. MASON FINANCIAL CORP POSITION: President NATURE: Hold Insurance and Brokerage Commissions for Mason Grothuesmann INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/27/2023 ADDRESS: 2100 Welton St Apt 1126, Denver CO 80205, United States DESCRIPTION: Hold Meetings, President
CRS (Client Relationship Summary) - RIA
Click below to view Mason Ted Grothuesmann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 30, 2023 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
Office #1: 1365 Garden Of The Gods Suite 150, Colorado Springs, CO 80907RIA
CRD#: 281285
Colorado Springs, CO
Current
February 16, 2022 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 1365 Garden Of The Gods Road Suite 150, Colorado Springs, CO 80907BD
CRD#: 173962
Colorado Springs, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/4/2023)
IAR
Arizona(12/6/2023)
RR
Colorado(2/17/2022)
IAR
Colorado(3/30/2023)
RR
Iowa(4/12/2024)
RR
Montana(2/15/2024)
RR
Wyoming(7/17/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/16/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 E. Wacker Drive 5th Fl, Chicago, IL 60601
Mailing Address
Phone number
(844) 553-9083
Established
Firm type
Fiscal year end
# of Employees
384
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285Colorado Springs, CO 80907TRUST BUT VERIFY
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