Taylor N. Marovelli
Professional summary
Taylor Nicole Marovelli, who also goes by Taylor Marovelli, is a registered financial professional currently at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Gig Harbor, Washington.
Taylor is registered as a RR (Registered Representative) and started their career in finance in 2021. Taylor has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Taylor Nicole Marovelli's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 15, 2024 - Present
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
December 16, 2021 - December 26, 2023
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/16/2024)
Exams
Series 7TO
Date: 12/16/2021
General Securities Representative ExaminationFINRA
Current Firm
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570 / SEC#: , 8-39058
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | |
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| HARTNETT, CHRISTINA A | CHIEF OPERATING OFFICER | 2672099 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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