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JB

Jonathan Robert Brown

PGM GLOBAL
MONTREAL QUEBEC,
·CRD# 7458763·5 years experience

Professional Summary

Jonathan Robert Brown, who also goes by Jonathan Robert B Brown, Jonathan Brown, is a registered financial advisor currently at PGM GLOBAL INC.. Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2022. Jonathan has worked at 1 firm and has passed the Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jonathan Robert B Brown, Jonathan Brown

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

5 years in the financial services industry

Current & Past Employments

PGM GLOBAL INC.·CRD# 104387
BD
1010 De La Gauchetiere W - Suite 2010, Montreal Quebec, H3B 2N2
January 12, 2022 - Present

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Current Firm

PG
PGM GLOBAL INC.

BROCKHOUSE & COOPER INC. | PGM GLOBAL INC. | PAVILION GLOBAL MARKETS LTD.

CRD#: 104387 / SEC#: 8-52850
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

1010 De La Gauchetiere W - Suite 2010, Montreal Quebec, H3B 2N2

Mailing Address

1010 De La Gauchetiere W, Suite 2010, Montreal Quebec, H3B 2N2

Phone Number

(514) 932-7171

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
PGM GLOBAL HOLDINGS INC.SHAREHOLDER—
CHOUEIRI, MARIODIRECTOR5178472
FARINACCI, GIANCARLE MICHELECHIEF FINANCIAL OFFICER / FINOP / CCO6566388

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7TO — General Securities Representative Examination

Passed Jan 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Nov 2021About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jonathan Robert Brown's CRS (Customer Relationship Summary).

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JB
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