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Giancarle Michele Farinacci

PGM GLOBAL
MONTREAL QUEBEC,
·CRD# 6566388·11 years experience

Professional Summary

Giancarle Michele Farinacci, who also goes by Giancarlo Farinacci, is a registered financial advisor currently at PGM GLOBAL INC.. Giancarle is registered as a RR (Registered Representative) and started their career in finance in 2015. Giancarle has worked at 1 firm and has passed the SIE, Series 99TO, Series 14 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Giancarlo Farinacci

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

PGM GLOBAL INC.·CRD# 104387
BD
1. 1010 De La Gauchetiere W - Suite 2010, Montreal Quebec, H3B 2N22. 1010 De La Gauchetiere W - Suite 2010, Montreal Quebec, H3B 2N2
October 26, 2015 - Present

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Current Firm

PG
PGM GLOBAL INC.

BROCKHOUSE & COOPER INC. | PGM GLOBAL INC. | PAVILION GLOBAL MARKETS LTD.

CRD#: 104387 / SEC#: 8-52850
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

1010 De La Gauchetiere W - Suite 2010, Montreal Quebec, H3B 2N2

Mailing Address

1010 De La Gauchetiere W, Suite 2010, Montreal Quebec, H3B 2N2

Phone Number

(514) 932-7171

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
PGM GLOBAL HOLDINGS INC.SHAREHOLDER—
CHOUEIRI, MARIODIRECTOR5178472
FARINACCI, GIANCARLE MICHELECHIEF FINANCIAL OFFICER / FINOP / CCO6566388

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 14 — Compliance Officer Examination

Passed Dec 2019About the Series 14 exam

Series 27 — Financial and Operations Principal Examination

Passed Oct 2015About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Giancarle Michele Farinacci's CRS (Customer Relationship Summary).

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