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RB

Ryan J. Bulger

GORDON, HASKETT CAPITAL
New York, NY 10017
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CRD#: 7458154
RB

Professional summary


Ryan James Bulger is a registered financial professional currently at GORDON, HASKETT CAPITAL CORPORATION located in New York, New York.

Ryan is registered as a RR (Registered Representative) and started their career in finance in 2022. Ryan has worked at 4 firms and has passed the Series 63, Series 7TO, Series 87, Series 86 and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Ryan James Bulger's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 8, 2024 - Present

GORDON, HASKETT CAPITAL CORPORATION

Office #1: 441 Lexington Avenue 10th Fl., New York, NY 10017
BD
CRD#: 7976
New York, NY
Past

September 29, 2023 - January 2, 2024

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

August 22, 2022 - September 29, 2023

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

February 18, 2022 - September 2, 2022

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(1/8/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 3/18/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/11/2023
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
New York Stock Exchange

Current Firm


GH
GORDON, HASKETT CAPITAL CORPORATION
BRUAN, GORDON INVESTING GROUP, INC. | GORDON, HASKETT INVESTING GROUP, INC. | GORDON, HASKETT CAPITAL CORPORATION | GORDON, HASKETT & CO., INC.

CRD#: 7976 / SEC#: , 8-33944

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
441 Lexington Avenue 10th Fl., New York, NY 10017
Mailing Address
441 Lexington Avenue 10th Fl., New York, NY 10017
Phone number
(914) 329-0370
Established
Delaware since 03/21/1985
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
GORDON, ALLAN SANFORDDIRECTOR AND STOCKHOLDER225635
HASKETT, MICHAEL EDWARDPESIDENT DIRECTOR AND STOCKHOLDER836242
BORTECK, MARK BRUCEGENERAL COUNSEL, CHIEF COMPLIANCE OFFICER1367206
EPSTEIN, ANDREWCONTROLLER, PFO ,INTRODUCING BROKER -DEALER FINOP AND POO6008825

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GORDON, HASKETT CAPITAL CORPORATION

CRD#: 7976New York, NY 10017

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