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RK

Rory M. Kimel

GP BULLHOUND
New York, NY 10017
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CRD#: 7457717
RK

Professional summary


Rory M Kimel is a registered financial professional currently at GP BULLHOUND INC. located in New York, New York.

Rory is registered as a RR (Registered Representative) and started their career in finance in 2021. Rory has worked at 1 firm and has passed the Series 79TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Rory M Kimel's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 6, 2021 - Present

GP BULLHOUND INC.

Office #1: 489 Fifth Ave 34th Ph, New York, NY 10017
BD
CRD#: 147794
New York, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 79TO
Date: 11/6/2021
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm


GB
GP BULLHOUND INC.
GP BULLHOUND INC. | GP BULLHOUND, INC.

CRD#: 147794 / SEC#: , 8-67930

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information


Main Address
One Sansome Street Suite 3630, San Francisco, CA 94104
Mailing Address
One Sansome Street Suite 3630, San Francisco, CA 94104
Phone number
(415) 986-0168
Established
California since 12/21/2004
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
GP BULLHOUND ADVISORY LIMITEDOWNER
DAFFERNER, ALEC MPRINCIPAL,CCO, AMLCO3127024
SMITH, EDWARD MERRILLFINOP / CFO3143679

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GP BULLHOUND INC.

CRD#: 147794New York, NY 10017

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