Daniel E. Lima
Professional summary
Daniel Eduardo Lima, who also goes by Daniel Lima, Daniel Machado De Lima, Daniel Eduardo Queiroz Machado De Lima, is a registered financial advisor currently at AMERAUDI ASSET MANAGEMENT, INC. located in New York, New York.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Daniel has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Eduardo Lima's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 20, 2023 - Present
AMERAUDI ASSET MANAGEMENT, INC.
Office #2: 19 East 54th Street, New York, NY 10022November 21, 2024 - December 10, 2025
AMERAUDI INVESTMENT SERVICES LLC
February 22, 2022 - June 14, 2023
DEUTSCHE BANK SECURITIES INC.
Primary Firm SEC Registration
AMERAUDI ASSET MANAGEMENT, INC.
CRD#: 119854 / SEC#: 801-115201
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/21/2023)
(6/20/2023)
(6/20/2023)
Exams
Series 7TO
Date: 2/22/2022
General Securities Representative ExaminationCurrent Firm
AMERAUDI ASSET MANAGEMENT, INC.
CRD#: 119854 / SEC#: 801-115201
Contact information
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,245 |
| AUM (Assets Under Management) | $ 1,743,966,021 |
Red Flags
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