DL
Daniel E. Lima
AMERAUDI ASSET MANAGEMENT
New York, NY
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CRD#: 7457668
DL
Professional summary
Daniel Eduardo Lima, who also goes by Daniel Lima, Daniel Machado De Lima, Daniel Eduardo Queiroz Machado De Lima, is a registered financial advisor currently at AMERAUDI ASSET MANAGEMENT, INC. located in New York, New York and AMERAUDI INVESTMENT SERVICES LLC located in New York, New York.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Daniel has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Daniel Lima | Daniel Machado De Lima | Daniel Eduardo Queiroz Machado De Lima
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The Narita Group LLC, 124 W 60th St. Apt 27 D, New York, NY 10023, not investment related, Nature of Business: education services (career development/coaching) , and travel agent services (producing travel guides for individuals), Start Date: 7/2020, Hours/month devoted: 8, Hours devoted during securities trading hours 0. Ameraudi Asset Management, Inc.; Investment Related: Yes; 19 E. 54th Street New York, NY 10022; Registered Investment Advisor; Investment Advisor Representative; Start: 06/2023 Hours: 30hrs/week; Securities Trading Hours:27hrs/week; Advise clients regarding investments Ameraudi Investment Services, LLC; Investment Related: Yes; 19 E. 54th Street New York, NY 10022; Broker/Dealer; Registered Representative; Start: 06/2023; Hours: 10hrs/week; Securities Trading Hours: 5hrs/week; Advise clients regarding investments
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Eduardo Lima's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 20, 2023 - Present
AMERAUDI ASSET MANAGEMENT, INC.
Office #2: 19 East 54th Street, New York, NY 10022RIA
CRD#: 119854
New York, NY
Current
November 21, 2024 - Present
AMERAUDI INVESTMENT SERVICES LLC
Office #1: 19 E. 54th Street, New York, NY 10022BD
CRD#: 327842
NEW YORK, NY
Past
February 22, 2022 - June 14, 2023
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AMERAUDI ASSET MANAGEMENT, INC.
AMERAUDI ASSET MANAGEMENT, INC.
CRD#: 119854 / SEC#: 801-115201
RIA
Registered Investment Advisory firm - (5/3/2019 Approved)Florida
Registered Investment Advisory firm - (5/10/2019 Terminated)New York
Registered Investment Advisory firm - (5/10/2019 Terminated)Texas
Registered Investment Advisory firm - (5/13/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(7/21/2023)
IAR
New York(6/20/2023)
RR
New York(11/22/2024)
IAR
Texas(6/20/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/22/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AA
AMERAUDI ASSET MANAGEMENT, INC.
AMERAUDI ASSET MANAGEMENT, INC.
CRD#: 119854 / SEC#: 801-115201
RIA
Registered Investment Advisory firm - (5/3/2019 Approved)Florida
Registered Investment Advisory firm - (5/10/2019 Terminated)New York
Registered Investment Advisory firm - (5/10/2019 Terminated)Texas
Registered Investment Advisory firm - (5/13/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
19 East 54th Street, New York, NY 10022
Mailing Address
Phone number
(212) 833-1090
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,245 |
| AUM (Assets Under Management) | $ 1,743,966,021 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
