Joseph Schmidt
EVERSOURCE WEALTH ADVISORS
Green Valley, AZ 85614
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CRD#: 7456753
Professional summary
Joseph Schmidt, CFP® is a registered financial advisor currently at EVERSOURCE WEALTH ADVISORS, LLC located in Green Valley, Arizona.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Joseph has worked at 3 firms and has passed the SIE exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1). Joseph Schmidt is currently employed as a Paraplanner at HSC Wealth Advisors; Investment-Related; 1563 Crossings Centre Dr Suite 100, Forest, VA 24551; Financial Planning and investment management; Part-time Paraplanner; September 6, 2022; Approximately 20 hours a month; Assisting the financial planners of HSC Wealth Advisors in preparing for meetings and servicing clients. 2). Joseph Schmidt is currently employed as a Financial Planner at WF Stevens Financial Advisors, LLC; Investment-Related; 518 E White House Canyon Rd, Green Valley, AZ 85614; Financial Planning; Part-time Financial Planner; February 12, 2024; Approximately 120 hours a month; Assisting the Generous Wealth Advisors team of the RIA Eversource Wealth Advisors, LLC in preparing for meetings and servicing clients. 3). Joseph Schmidt is currently employed as a adjunct instructor at Liberty University; not Investment-Related; 1971 University Blvd, Lynchburg, VA 24515; Education; Adjunct Instructor; March 2023; Approximately 5 hours a month not during trading hours. Teaching online business classes. 4). Joseph Schmidt is the founder of Sunrise Personal Finance which is his student loan consulting business. He founded this business in September 2022. He does not perform investment advice through this business, and he spends approximately 8 hours per month on this activity outside of trading hours from his home address: 140 S Spencer Mesa AZ 85204
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Schmidt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
August 19, 2024 - Present
EVERSOURCE WEALTH ADVISORS, LLC
Office #1: 518 E Whitehouse Canyon Rd Ste 110, Green Valley, AZ 85614RIA
CRD#: 286340
Green Valley, AZ
Past
September 3, 2022 - August 13, 2024
SUNRISE PERSONAL FINANCE
RIA
CRD#: 322716
MESA, AZ
Past
October 20, 2021 - August 24, 2022
PARTNERS IN FINANCIAL PLANNING, LLC
RIA
CRD#: 151980
SALEM, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EW
EVERSOURCE WEALTH ADVISORS, LLC
ABUNDANT LIFE PLANNING | WEALTHSOURCE FINANCIAL ADVISORS, LLC | WEALTHSOURCE FINANCIAL ADVISORS | WEALTH SQUARED | STEWARDLY ADVISORS | REINHOLD FINANCIAL | NEXUS IMPACT ADVISORS | MILLER WEALTH MANAGEMENT | INSIGHT WEALTH | HIGHWAY FINANCIAL NETWORKS | HD INVESTMENT ADVISORS | GRADY FINANCIAL NETWORK | GENEROUS WEALTH ADVISORS | FRANK AND FLANAGAN WEALTH ADVISORS | EVERSOURE WEALTH ADVISORS, LLC | EVERSOURCE WEALTH ADVISORS, LLC | CORNERSTONE 360 ADVISORS | CLARION WEALTH MANAGEMENT PARTNERS | CENTERPOINT STRATEGIES | BRIGHTLIGHT | ALPHA PRINCIPLE
CRD#: 286340 / SEC#: 801-119192
RIA
Registered Investment Advisory firm - (7/29/2020 Approved)Alabama
Registered Investment Advisory firm - (8/11/2020 Terminated)South Carolina
Registered Investment Advisory firm - (8/11/2020 Terminated)Texas
Registered Investment Advisory firm - (8/11/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(8/19/2024)
IAR
Texas(12/2/2024)
Current Firm
EW
EVERSOURCE WEALTH ADVISORS, LLC
ABUNDANT LIFE PLANNING | WEALTHSOURCE FINANCIAL ADVISORS, LLC | WEALTHSOURCE FINANCIAL ADVISORS | WEALTH SQUARED | STEWARDLY ADVISORS | REINHOLD FINANCIAL | NEXUS IMPACT ADVISORS | MILLER WEALTH MANAGEMENT | INSIGHT WEALTH | HIGHWAY FINANCIAL NETWORKS | HD INVESTMENT ADVISORS | GRADY FINANCIAL NETWORK | GENEROUS WEALTH ADVISORS | FRANK AND FLANAGAN WEALTH ADVISORS | EVERSOURE WEALTH ADVISORS, LLC | EVERSOURCE WEALTH ADVISORS, LLC | CORNERSTONE 360 ADVISORS | CLARION WEALTH MANAGEMENT PARTNERS | CENTERPOINT STRATEGIES | BRIGHTLIGHT | ALPHA PRINCIPLE
CRD#: 286340 / SEC#: 801-119192
RIA
Registered Investment Advisory firm - (7/29/2020 Approved)Alabama
Registered Investment Advisory firm - (8/11/2020 Terminated)South Carolina
Registered Investment Advisory firm - (8/11/2020 Terminated)Texas
Registered Investment Advisory firm - (8/11/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3500 Colonnade Parkway Suite 150, Birmingham, AL 35243
Mailing Address
Phone number
(205) 982-5515
Established
Firm type
Fiscal year end
# of Employees
76
SEC notice filing (42 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,633 |
| AUM (Assets Under Management) | $ 3,954,297,526 |
Red Flags
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Company Information
EVERSOURCE WEALTH ADVISORS, LLC
CRD#: 286340Green Valley, AZ 85614TRUST BUT VERIFY
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