KK
Konrad D. Korth
EAGLE STRATEGIES LLC
WINDSOR, CO 80528
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CRD#: 7455861
KK
Professional summary
Konrad Davis Korth is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Windsor, Colorado and NYLIFE SECURITIES LLC located in Windsor, Colorado.
Konrad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Konrad has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Northern Colorado Youth Hockey; Treasurer f 7900 N Fairgrounds Ave Fort Collins CO; Start Date 09/2022; Role/Title: Volunteer; Not Investment Related; 2 hours per month; 2 hours per month during securities trading hours] [Windsor Gives; Non profit with goals to support mental, physical, and emotional well being of our community through endurance events, challenges, educational opportunities, scholarships, and more. ; 421 Main street, Windsor CO 80528; Start Date 03/2023; Role/Title: Board Member; Not Investment Related; 4 hours per month; 1 hours per month during securities trading hours] [SCCA Swim Team ; Assistant Swim Coach. I would be assisting with the SCCA swim team in the mornings as an assistant coach for the summer june to the end of july. ; 313 Tulane Dr, Fort Collins, CO 80525; Start Date 06/2023; Role/Title: Employee; Not Investment Related; 40 hours per month; 5 hours per month during securities trading hours] [Turo Car Rental; Renting a car on Turo; 2213 Ouray Court, Fort Collins, CO 80525; Start Date 02/2024; Role/Title: Owner; Not Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products; 4650 Royal Vista Circle, Suite 120 Windsor, CO 80528; Start Date 02/2024; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 5 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF HIGH POINT FINANCIAL GROUP, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; (ASSOCIATE); (WINDSOR, CO); START DATE: 03/2023] [KMKK Properties LLC; Buying undervalued houses. Paying a manager to manage the fixing of the problems and then selling for a profit; 2213 Ouray Ct Fort Collins CO 80525; Start Date 08/2024; Role/Title: Owner; Investment Related; 10 hours per month; 2 hours per month during securities trading hours] [Rocky Mountain High School; I will be the head swim coach of the Rocky Mountain High School Girls swim team; 1300 W Swallow Rd, Fort Collins, CO 80526; Start Date 11/2025; Role/Title: Employee; Not Investment Related; 20 hours per month; 1 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Konrad Davis Korth's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 21, 2022 - Present
EAGLE STRATEGIES LLC
Office #1: 4650 Royal Vista Circle Suite 120, Windsor, CO 80528RIA
CRD#: 110826
WINDSOR, CO
Current
December 13, 2021 - Present
NYLIFE SECURITIES LLC
Office #1: 4650 Royal Vista Circle Suite 120, Windsor, CO 80528BD
CRD#: 5167
Windsor, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(12/15/2021)
IAR
Colorado(11/21/2022)
RR
Illinois(9/14/2023)
RR
Kansas(2/10/2022)
RR
Oregon(9/8/2023)
RR
Texas(11/21/2022)
IAR
Texas(12/1/2022)
RR
Virginia(5/10/2024)
RR
Wyoming(2/2/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/26/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 12/12/2021
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
