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Michael Blaney

NATIONAL FINANCIAL SERVICES
BOSTON, MA
·CRD# 7453458·4 years experience

Professional Summary

Michael Blaney, who also goes by Michael Christian Blaney, is a registered financial advisor currently at NATIONAL FINANCIAL SERVICES LLC located in Boston, Massachusetts. Michael is registered as a RR (Registered Representative) and started their career in finance in 2022. Michael has worked at 2 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Christian Blaney

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

4 years in the financial services industry

Current & Past Employments

NATIONAL FINANCIAL SERVICES LLC·CRD# 13041
BD
155 Seaport Blvd., Boston, MA 02210
December 13, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Boston, MA
October 11, 2022 - November 14, 2022

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Current Firm

NF
NATIONAL FINANCIAL SERVICES LLC

NATIONAL FINANCIAL SERVICES CORPORATION | NATIONAL FINANCIAL SERVICES, LLC | NATIONAL FINANCIAL SERVICES LLC

CRD#: 13041 / SEC#: 801-50706, 8-26740
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

245 Summer Street Mail Zone Z2h, Boston, MA 02210

Mailing Address

Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262

Phone Number

(617) 563-7000

Established

Delaware since 06/08/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

# of Employees

2,100

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
FIDELITY GLOBAL BROKERAGE GROUP, INC.SOLE MEMBER—
ADAMS, ROBERT JOHNCHIEF OPERATIONS OFFICER/ELECTED MANAGER1291582
CRUPI, KAREN MICHELECHIEF LEGAL OFFICER2982229
DYER, JANET MARIECHIEF COMPLIANCE OFFICER3186352
MCGRAW, GERARD JOHNDIRECTOR4713963
PAGLIOCCO, JAMES (NMN)DIRECTOR2141541
RHODES, NOAH BUTLERCHIEF FINANCIAL OFFICER6546392
TESAURO, THOMAS JOHNELECTED MANAGER1862532
TESAURO, THOMAS JOHNPRESIDENT1862532

Disclosures

Regulatory Event

47

Civil Event

1

Arbitration

15

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/12/2022)
RR
Alaska
(1/19/2022)
RR
Arizona
(1/18/2022)
RR
Arkansas
(1/11/2022)
RR
California
(1/11/2022)
RR
Colorado
(1/11/2022)
RR
Connecticut
(1/7/2022)
RR
Delaware
(2/9/2022)
RR
District of Columbia
(1/12/2022)
RR
Florida
(8/15/2022)
RR
Georgia
(1/10/2022)
RR
Hawaii
(8/2/2022)
RR
Idaho
(1/7/2022)
RR
Illinois
(1/14/2022)
RR
Indiana
(1/12/2021)
RR
Iowa
(1/10/2022)
RR
Kansas
(1/10/2022)
RR
Kentucky
(1/13/2022)
RR
Louisiana
(1/11/2022)
RR
Maine
(1/10/2022)
RR
Maryland
(1/5/2022)
RR
Massachusetts
(1/10/2022)
RR
Michigan
(1/11/2022)
RR
Minnesota
(1/14/2022)
RR
Mississippi
(1/11/2022)
RR
Missouri
(1/7/2022)
RR
Montana
(1/7/2022)
RR
Nebraska
(1/11/2022)
RR
Nevada
(1/24/2022)
RR
New Hampshire
(1/11/2022)
RR
New Jersey
(1/11/2022)
RR
New Mexico
(1/11/2022)
RR
New York
(1/20/2022)
RR
North Carolina
(1/11/2022)
RR
North Dakota
(1/13/2022)
RR
Ohio
(1/10/2022)
RR
Oklahoma
(1/13/2022)
RR
Oregon
(1/12/2022)
RR
Pennsylvania
(1/10/2022)
RR
Puerto Rico
(1/14/2022)
RR
Rhode Island
(1/12/2022)
RR
South Carolina
(1/11/2022)
RR
South Dakota
(1/21/2022)
RR
Tennessee
(1/11/2022)
RR
Texas
(1/10/2022)
RR
Utah
(1/11/2022)
RR
Vermont
(1/11/2022)
RR
Virgin Islands
(1/14/2022)
RR
Virginia
(1/12/2022)
RR
Washington
(1/10/2022)
RR
West Virginia
(1/13/2022)
RR
Wisconsin
(1/11/2022)
RR
Wyoming
(1/21/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2022About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Feb 2022About the Series 57TO exam

Series 7TO — General Securities Representative Examination

Passed Dec 2021About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Dec 2021About the SIE exam

Series 24 — General Securities Principal Examination

Passed Sep 2022About the Series 24 exam
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CRS (Client Relationship Summary) - BD

Click below to view Michael Blaney's CRS (Customer Relationship Summary).

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