JG
Joshua E. Garcia
VICTORY CAPITAL SERVICES
San Antonio, TX 78256
Some features on this profile are disabled
CRD#: 7453309
JG
Professional summary
Joshua Eugene Johnson Garcia is a registered financial professional currently at VICTORY CAPITAL SERVICES, INC. located in San Antonio, Texas.
Joshua is registered as a RR (Registered Representative) and started their career in finance in 2023. Joshua has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Joshua Eugene Johnson Garcia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 18, 2023 - Present
VICTORY CAPITAL SERVICES, INC.
Office #1: 15935 La Cantera Parkway, San Antonio, TX 78256BD
CRD#: 37059
San Antonio, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/23/2023)
RR
Alaska(10/23/2023)
RR
Arizona(10/23/2023)
RR
Arkansas(10/23/2023)
RR
California(10/23/2023)
RR
Colorado(10/23/2023)
RR
Connecticut(10/23/2023)
RR
Delaware(10/23/2023)
RR
District of Columbia(10/23/2023)
RR
Florida(10/23/2023)
RR
Georgia(10/23/2023)
RR
Hawaii(10/23/2023)
RR
Idaho(10/23/2023)
RR
Illinois(10/23/2023)
RR
Indiana(10/23/2023)
RR
Iowa(10/23/2023)
RR
Kansas(10/23/2023)
RR
Kentucky(10/23/2023)
RR
Louisiana(10/23/2023)
RR
Maine(10/23/2023)
RR
Maryland(10/23/2023)
RR
Massachusetts(10/23/2023)
RR
Michigan(10/23/2023)
RR
Minnesota(10/23/2023)
RR
Mississippi(10/23/2023)
RR
Missouri(10/23/2023)
RR
Montana(10/23/2023)
RR
Nebraska(10/23/2023)
RR
Nevada(10/23/2023)
RR
New Hampshire(10/23/2023)
RR
New Jersey(10/23/2023)
RR
New Mexico(10/23/2023)
RR
New York(10/23/2023)
RR
North Carolina(10/23/2023)
RR
North Dakota(10/23/2023)
RR
Ohio(10/23/2023)
RR
Oklahoma(10/23/2023)
RR
Oregon(10/23/2023)
RR
Pennsylvania(10/23/2023)
RR
Puerto Rico(10/23/2023)
RR
Rhode Island(10/23/2023)
RR
South Carolina(10/23/2023)
RR
South Dakota(10/23/2023)
RR
Tennessee(10/23/2023)
RR
Texas(10/23/2023)
RR
Utah(10/23/2023)
RR
Vermont(10/23/2023)
RR
Virginia(10/23/2023)
RR
Washington(10/23/2023)
RR
West Virginia(10/23/2023)
RR
Wisconsin(10/23/2023)
RR
Wyoming(10/23/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/16/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VC
VICTORY CAPITAL SERVICES, INC.
CHS INVESTMENT SERVICES, INC. | VICTORY INCOME INVESTORS | VICTORY FUNDS | VICTORY CAPITAL SERVICES, INC. | VICTORY CAPITAL ADVISERS, INC. | TRIVALENT INVESTMENTS | THE ONE GROUP SERVICES COMPANY | SYCAMORE CAPITAL | RS INVESTMENTS | PIONEER INVESTMENTS | ONE GROUP SERVICES COMPANY (THE) | OGSC DISTRIBUTOR, INC. | NEW ENERGY CAPITAL | MUNDER CAPITAL MANAGEMENT | INTEGRITY ASSET MANAGEMENT
CRD#: 37059 / SEC#: , 8-47577
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
4900 Tiedeman Road 4th Floor, Brooklyn, OH 44144
Mailing Address
4900 Tiedeman Road 4th Floor, Brooklyn, OH 44144
Phone number
(216) 898-2400
Established
Delaware since 06/03/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
