Claudia H. Yanos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Claudia Hildegard Cersovsky Yanos, who also goes by Claudia Yanos, was a registered financial professional .
Claudia is a previously registered financial professional and started their career in finance in 2022. Claudia had worked at 2 firms and has passed the Series 57TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2022 - December 12, 2022
SUSQUEHANNA FINANCIAL GROUP, LLLP
January 10, 2022 - December 12, 2022
SUSQUEHANNA SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Series 57TO
Date: 1/10/2022
Securities Trader ExamCurrent Firm
SUSQUEHANNA FINANCIAL GROUP, LLLP
CRD#: 35865 / SEC#: , 8-44325
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 12 |
Red Flags
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