Mike Leonel Victor H. Vergara
Professional summary
Mike Leonel Victor Hipona Vergara, who also goes by Mike Hipona Vergara, is a registered financial professional currently at ALLIANCE-ONE INVESTMENTS, LLC located in Tulsa, Oklahoma.
Mike Leonel Victor is registered as a RR (Registered Representative) and started their career in finance in 2021. Mike Leonel Victor has worked at 2 firms and has passed the Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mike Leonel Victor Hipona Vergara's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 4, 2024 - Present
ALLIANCE-ONE INVESTMENTS, LLC
Office #1: 4000 N Mingo Rd, Tulsa, OK 74116November 5, 2021 - July 28, 2022
RIVERSOURCE DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Exams
Series 6TO
Date: 11/4/2021
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025 / SEC#: , 8-69868
Contact information
Documents
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Company Information
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025Tulsa, OK 74116TRUST BUT VERIFY
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