KD
Karl Dessenne
SUMMIT SECURITIES GROUP LLC
New York, NY 10006
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CRD#: 7451519
KD
Professional summary
Karl Dessenne is a registered financial professional currently at SUMMIT SECURITIES GROUP LLC located in New York, New York.
Karl is registered as a RR (Registered Representative) and started their career in finance in 2021. Karl has worked at 1 firm and has passed the SIE and Series 57TO exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Karl Dessenne's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 29, 2021 - Present
SUMMIT SECURITIES GROUP LLC
Office #1: 55 Broadway Suite 2102, New York, NY 10006BD
CRD#: 159283
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
General Industry/Product Exam
RR
Series 57TO
Date: 10/29/2021
Securities Trader ExamSRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
SS
SUMMIT SECURITIES GROUP LLC
CLEAR STREET MARKETS LLC | WHITE BAY PT LLC | SUMMIT SECURITIES GROUP, LLC | SUMMIT SECURITIES GROUP LLC | CLEAR STREET MARKETS, LLC
CRD#: 159283 / SEC#: , 8-68977
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
55 Broadway Suite 2102, New York, NY 10006
Mailing Address
55 Broadway Suite 2102, New York, NY 10006
Phone number
(646) 532-6435
Established
Delaware since 09/02/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
Documents
Disclosures
| Regulatory Event | 10 |
Red Flags
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