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CRD#: 159283
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

SUMMIT SECURITIES GROUP LLC is located at 55 Broadway Suite 2102, New York, NY 10006 and was first established at New York, Delaware in 09/02/2011. After operating for 14 years, SUMMIT SECURITIES GROUP LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SUMMIT SECURITIES GROUP LLC’s clients are individuals and 0% of their clients are high net worth individuals. SUMMIT SECURITIES GROUP LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SUMMIT SECURITIES GROUP LLC are registered to handle securities or provide financial advice. The firm has 10 disclosures, 10 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SUMMIT SECURITIES GROUP LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SUMMIT SECURITIES GROUP LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for SUMMIT SECURITIES GROUP LLC Comes From

Understanding the Statistics for SUMMIT SECURITIES GROUP LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
10

FIRM INFORMATION

Main Address
55 Broadway Suite 2102, New York, NY 10006
Mailing Address
55 Broadway Suite 2102, New York, NY 10006
Firm Size
Small
Phone Number
(646) 532-6435
Established
Delaware since 09/02/2011
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
SUMMIT SECURITIES MANAGEMENT LLCSOLE MEMBER
DEMARTINO, FRANK PHILIPCCO1403655
GULKOWITZ, ELLIOTCEO/POO5552025
LAU, HOLAM HOLLYCOO6574459
NIMCHINSKY, AKIVA MEIRFINOP/CFO/PFO5219594

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at SUMMIT SECURITIES GROUP LLC

DD

Daniel Joseph Dougherty JR.

Daniel Dougherty, Jr Daniel Joseph Dougherty
RR
CRD#: 1563140
Location:
New York, NY 10006
Company:
SUMMIT SECURITIES GROUP LLC
Disclosures:
Experience:
14 years
View Profile
NG

Nitin Gulati

RR
CRD#: 5773796
Location:
Chicago, IL 60606
Company:
SUMMIT SECURITIES GROUP LLC
Disclosures:
Experience:
14 years
View Profile
AN

Akiva Meir Nimchinsky

Akiva Meir Nimchinsky, Akiva Nimchinsky
RR
CRD#: 5219594
Location:
New York, NY 10006
Company:
SUMMIT SECURITIES GROUP LLC
Disclosures:
Experience:
18 years
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