Siobhan K. Morse

CAPITAL GROUP PRIVATE CLIENT SERVICES

New York, NY 10022

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CRD#: 7451152

Professional summary

Siobhan Kirby Morse is a registered financial advisor currently at CAPITAL GROUP PRIVATE CLIENT SERVICES, INC. located in New York, New York.

Siobhan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Siobhan has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Siobhan Kirby Morse's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 25, 2024 - Present

CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

Office #1: 399 Park Ave. 34th Floor, New York, NY, 10022

RIA

CRD#: 312837

New York, NY

Past

August 31, 2023 - September 27, 2024

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

NEW YORK, NY

Past

June 3, 2022 - September 27, 2024

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

CAPITAL GROUP PRIVATE CLIENT SERVICES | CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

CRD#: 312837 / SEC#: 801-121267

RIA

Registered Investment Advisory firm - (5/20/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/25/2024)

IAR

Georgia
(12/18/2024)

IAR

Illinois
(10/25/2024)

IAR

Nevada
(10/28/2024)

IAR

New York
(10/25/2024)

IAR

Texas
(10/25/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/5/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/3/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/2/2021

Securities Industry Essentials Examination

Current Firm

CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

CAPITAL GROUP PRIVATE CLIENT SERVICES | CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

CRD#: 312837 / SEC#: 801-121267

RIA

Registered Investment Advisory firm - (5/20/2021 Approved)

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Contact information

Main Address

333 South Hope Street, Los Angeles, CA 90071

Mailing Address

Phone number

(213) 486-9200

Established

Firm type

Fiscal year end

# of Employees

189

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CGPCS ADV PART 2A (9/26/2025)

Regulatory assets under management

Total Number of Accounts	12,073
AUM (Assets Under Management)	$ 42,713,999,861

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/24/2024	Cover Page	Report
07/28/2023	Cover Page	Report
10/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Siobhan K. Morse

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Siobhan Kirby Morse's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/5/2022

Series 7TO

Date: 6/3/2022

SIE

Date: 6/2/2021

Current Firm

CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

TRUST BUT VERIFY

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