Dennis Fields Coker
Professional Summary
Dennis Fields Coker, who also goes by Dennis F Coker, is a registered financial advisor currently at FOUNDERS M&A ADVISORY, LLC located in Birmingham, Alabama. Dennis is registered as a RR (Registered Representative) and started their career in finance in 2023. Dennis has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Dennis F Coker
Similar Advisors
J.P. MORGAN SECURITIES LLC
KATZ CAPITAL ADVISORS
LPL FINANCIAL LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
J.P. MORGAN SECURITIES LLC
KATZ CAPITAL ADVISORS
LPL FINANCIAL LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
J.P. MORGAN SECURITIES LLC
KATZ CAPITAL ADVISORS
LPL FINANCIAL LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
J.P. MORGAN SECURITIES LLC
KATZ CAPITAL ADVISORS
LPL FINANCIAL LLC
Years of Experience
4 years in the financial services industry
Current & Past Employments
Similar Advisors
J.P. MORGAN SECURITIES LLC
KATZ CAPITAL ADVISORS
LPL FINANCIAL LLC
Current Firm
FOUNDERS M&A ADVISORY, LLC
Contact Information
Main Address
2400 Fifth Avenue South, Suite 100, Birmingham, AL 35233Mailing Address
2400 Fifth Avenue South, Suite 100, Birmingham, AL 35233Phone Number
(205) 949-2043Established
Alabama since 10/30/2013Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FOUNDERS ADVISORS, LLC (FORMERLY KNOWN AS FOUNDERS INVESTMENT BANKING LLC) | OWNER | — |
| ALVAREZ, ENRIQUE | FINOP | 4622342 |
| CATES, ERIC OBIE IV | CCO | 6394899 |
| HIRSCH, KENNETH ALAN | BOARD MEMBER | 2588742 |
| IRBY, RUSSELL LEE III | BOARD MEMBER | — |
| LEGG, JAMES WESLEY | PRESIDENT & CEO | 6358296 |
| TARENCE, ZANE P | BOARD MEMBER | 5861607 |
Similar Advisors
J.P. MORGAN SECURITIES LLC
KATZ CAPITAL ADVISORS
LPL FINANCIAL LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
J.P. MORGAN SECURITIES LLC
KATZ CAPITAL ADVISORS
LPL FINANCIAL LLC
State Registrations and Notice Filings
(4/24/2025)
(2/24/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Feb 2023About the Series 79TO examSRO Registrations
Similar Advisors
J.P. MORGAN SECURITIES LLC
KATZ CAPITAL ADVISORS
LPL FINANCIAL LLC
CRS (Client Relationship Summary) - BD
Click below to view Dennis Fields Coker's CRS (Customer Relationship Summary).
Similar Advisors
J.P. MORGAN SECURITIES LLC
KATZ CAPITAL ADVISORS
LPL FINANCIAL LLC
