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Kenneth Alan Hirsch

CRD# 2588742·Registered 1995 - 2025
Previously Registered: Being a previously registered professional could mean that Kenneth is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kenneth Alan Hirsch, who also goes by Ken Hirsch, was a registered financial advisor. Kenneth was a previously registered financial professional and started their career in finance 1995 - 2025. Kenneth had worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ken Hirsch

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

FOUNDERS M&A ADVISORY, LLC·CRD# 269926
BD
Birmingham, AL
July 24, 2020 - October 13, 2025
FORVIS MAZARS CAPITAL ADVISORS, LLC·CRD# 43427
BD
Springfield, MO
November 23, 2016 - July 9, 2020
BLACKHILL ADVISORS LP·CRD# 116423
BD
Dallas, TX
August 26, 2014 - October 28, 2016
WESTERN RESERVE PARTNERS LLC·CRD# 133158
BD
Dallas, TX
April 7, 2005 - May 8, 2014
KEYBANC CAPITAL MARKETS INC.·CRD# 566
BD
Cleveland, OH
November 9, 1998 - April 22, 2004
KEY CAPITAL MARKETS, INC.·CRD# 39832
BD
February 29, 1996 - November 9, 1998
KEY CAPITAL MARKETS, INC.·CRD# 39832
BD
Cleveland, OH
February 28, 1996 - November 9, 1998
BANC ONE CAPITAL MARKETS, INC.·CRD# 23065
BD
Chicago, IL
February 22, 1995 - October 30, 1995

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Current Firm

FM
FOUNDERS M&A ADVISORY, LLC

FOUNDERS M&A ADVISORY, LLC

CRD#: 269926 / SEC#: 8-69638
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Contact Information

Main Address

2400 Fifth Avenue South, Suite 100, Birmingham, AL 35233

Mailing Address

2400 Fifth Avenue South, Suite 100, Birmingham, AL 35233

Phone Number

(205) 949-2043

Established

Alabama since 10/30/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (4 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FOUNDERS ADVISORS, LLC (FORMERLY KNOWN AS FOUNDERS INVESTMENT BANKING LLC)OWNER—
ALVAREZ, ENRIQUEFINOP4622342
CATES, ERIC OBIE IVCCO6394899
HIRSCH, KENNETH ALANBOARD MEMBER2588742
IRBY, RUSSELL LEE IIIBOARD MEMBER—
LEGG, JAMES WESLEYPRESIDENT & CEO6358296
TARENCE, ZANE PBOARD MEMBER5861607

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1995About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1995About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2005About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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