Spencer G. Brasfield

5TALENTS INVESTING

Charleston, SC

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CRD#: 7449819

Professional summary

Spencer Grant Brasfield is a registered financial advisor currently at 5TALENTS INVESTING, LLC located in Charleston, South Carolina.

Spencer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Spencer has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business: 1975, LLC Investment-Related: No Address/Location: Alpharetta, Georgia Nature: Business Development Consulting/Legal Position: Attorney Title: Owner Start Date: 04/20/2019 Hours/Month: 20 Hours/Month Devoted During Trading Hours: 20 Duties: All roles needed to manage the business of a small single member LLC

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Spencer Grant Brasfield's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 8, 2024 - Present

5TALENTS INVESTING, LLC

RIA

CRD#: 331658

Charleston, SC

Past

June 8, 2023 - May 13, 2024

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

ATLANTA, GA

Past

June 1, 2023 - May 13, 2024

UBS FINANCIAL SERVICES INC.

CRD#: 8174

ATLANTA, GA

Past

November 10, 2021 - April 24, 2023

HIGH COTTON INVESTMENTS, LLC

RIA

CRD#: 317155

Charleston, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(8/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/5/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/14/2021

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/1/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/15/2023

Securities Industry Essentials Examination

Current Firm

5TALENTS INVESTING, LLC

5TALENTS INVESTING, LLC | 5TALENTS, LLC

CRD#: 331658 / SEC#:

South Carolina

Registered Investment Advisory firm - (8/8/2024 Approved)

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Contact information

Main Address

Charleston, SC

Mailing Address

Phone number

(423) 967-8034

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 150,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Spencer G. Brasfield

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Spencer Grant Brasfield's CRS (Customer Relationship Summary).

Certified licenses

Experience

5TALENTS INVESTING, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

HIGH COTTON INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/5/2023

Series 65

Date: 9/14/2021

Series 7TO

Date: 6/1/2023

SIE

Date: 5/15/2023

Current Firm

5TALENTS INVESTING, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

5TALENTS INVESTING, LLC

TRUST BUT VERIFY

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