Emily R. Wurm
Professional summary
Emily Renee Wurm, who also goes by Emily Renee Williams, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Upper Sandusky, Ohio and NYLIFE SECURITIES LLC located in Upper Sandusky, Ohio.
Emily is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Emily has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Emily Renee Wurm's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 5, 2022 - Present
EAGLE STRATEGIES LLC
Office #1: 117 West Wyanot Avenue, Upper Sandusky, OH 43351May 20, 2022 - Present
NYLIFE SECURITIES LLC
Office #1: 117 West Wyandot Avenue, Upper Sandusky, OH 43351-1348Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/15/2022)
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(8/31/2022)
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Exams
Series 7TO
Date: 5/19/2022
General Securities Representative ExaminationFINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Upper Sandusky, OH 43351TRUST BUT VERIFY
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