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DS

Dominic Stockey

CROSSTREE CAPITAL SECURITIES
TAMPA, FL 33609
Some features on this profile are disabled
CRD#: 7448641
DS

Professional summary

Dominic Stockey is a registered financial professional currently at CROSSTREE CAPITAL SECURITIES, LLC located in Tampa, Florida.

Dominic is registered as a RR (Registered Representative) and started their career in finance in 2021. Dominic has worked at 1 firm and has passed the Series 79TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dominic Stockey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 3, 2021 - Present

CROSSTREE CAPITAL SECURITIES, LLC

Office #1: 4830 W Kennedy Blvd Suite 600, Tampa, FL 33609Office #2: 4830 W Kennedy Blvd, Suite 600, Tampa, FL 33609
BD
CRD#: 154675
TAMPA, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 79TO
Date: 11/3/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/17/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

CC
CROSSTREE CAPITAL SECURITIES, LLC
CROSSTREE CAPITAL SECURITIES, LLC

CRD#: 154675 / SEC#: , 8-68662

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
4830 W Kennedy Blvd Suite 600, Tampa, FL 33609
Mailing Address
Po Box 260095, Tampa, FL 33685-0095
Phone number
(813) 774-4753
Established
Florida since 07/22/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
ELLIS, JEFFREY EMANAGING MEMBER, CCO4600098
SENIOR, SHANE CHRISTOPHERSECOND PRINCIPAL / MEMBER4297548
ANDERSON, KATHERINE ALICECFO / FINOP4723171

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CROSSTREE CAPITAL SECURITIES, LLC

CRD#: 154675Tampa, FL 33609

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