Sandeep Tyagi

ESTEE ADVISORS LLC

Monteverde, FL 34756

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CRD#: 7447897

Professional summary

Sandeep Tyagi, who also goes by Tyagi Sandeep, is a registered financial advisor currently at ESTEE ADVISORS LLC located in Monteverde, Florida.

Sandeep is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Sandeep has worked at 1 firm and has passed the Series 65 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tyagi Sandeep

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Tyagi is the founder and director of Estee Capital LLC since 2012 and of Estee Holding Inc. since 2018. Estee Capital LLC has made a strategic investment in Yantri Labs Inc., and Mr. Tyagi is on the board of Yantri Labs Inc. Mr. Tyagi is also a principal of Estee Brokerage LLC, a wholly-owned subsidiary of Estee Holdings Inc. Lastly, Mr. Tyagi is an equity shareholder and director of SpectraMedix.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sandeep Tyagi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 12, 2022 - Present

ESTEE ADVISORS LLC

Office #1: 15019 Pendio Drive, Monteverde, FL 34756

RIA

CRD#: 317094

Monteverde, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/29/2022)

IAR

New Jersey
(8/12/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/17/2022

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 8/9/2012

National Commodity Futures Examination

Current Firm

ESTEE ADVISORS LLC

CRD#: 317094 / SEC#:

Florida

Registered Investment Advisory firm - (9/29/2022 Approved)

New Jersey

Registered Investment Advisory firm - (6/20/2022 Approved)

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Contact information

Main Address

830 Morris Turnpike Suite 483, Short Hills, NJ 07078

Mailing Address

Phone number

(973) 912-9797

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 12,450,976

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sandeep Tyagi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sandeep Tyagi's CRS (Customer Relationship Summary).

Certified licenses

Experience

ESTEE ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/17/2022

Series 3

Date: 8/9/2012

Current Firm

ESTEE ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ESTEE ADVISORS LLC

TRUST BUT VERIFY

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