SP
Sejal N. Patel
EMERSON EQUITY LLC
Snellville, GA
Some features on this profile are disabled
CRD#: 7445920
SP
Professional summary
Sejal Navin Patel, who also goes by Sage Patel, Sejal Navin Patel, is a registered financial advisor currently at EMERSON EQUITY LLC located in Snellville, Georgia.
Sejal is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Sejal has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sage Patel | Sejal Navin Patel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)- HIGHLAND CAPITAL BROKERAGE-INVESTMENT RELATED, 355 GRANDVIEW PARKWAY, STE 500 BIRMINGHAM, AL 35243, LIFE, ACCIDENT, SICKNESS INSURANCE AND FIXED ANNUITIES, AGENT, DUTIES WILL INCLUDE TRAINING ON THE INSURANCE AND ANNUITY PRODUCTS THAT ARE TAILORED TO BEST SERVICE MY CLIENTELE'S NEEDS DURING THEIR HOLISTIC FINANCIAL PLANNING., 10-12 HRS MONTHLY, 2-3 HRS WEEKLY DURING SECURITIES TRADING HOURS.,M 02/2025 2) PATEL FINANCIAL SERVICES LLC (DBA) INVESTMENT RELATED, 1886 OAKGROVE ROAD DR., SNELLVILLE, GA 30078, DBA EXISTS TO MARKET SECURITIES BUSINESS DONE THROUGH EMERSON EQUITY LLC, OWNER, CREATED TO MARKET BUSINESS DONE THROUGH EMERSON EQUITY LLC, PAY BUSINESS EXPENSES THROUGH LLC, 5 HRS MONTHLY, 1 HR WEEKLY DURING SECURITIES TRADING HOURS, 06/2025
CRS (Client Relationship Summary) - RIA
Click below to view Sejal Navin Patel's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Sejal Navin Patel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
EMERSON EQUITY LLC
RIA
BD
CRD#: 130032
Snellville, GA
Current
February 24, 2025 - Present
EMERSON EQUITY LLC
Office #1: 9940 Research Drive Suite 200, Irvine, CA 92618RIA
BD
CRD#: 130032
Irvine, CA
Past
January 12, 2024 - May 16, 2024
DEMPSEY LORD SMITH, LLC
RIA
CRD#: 141238
SNELLVILLE, GA
Past
January 10, 2024 - May 16, 2024
DEMPSEY LORD SMITH, LLC
BD
CRD#: 141238
ROME, GA
Past
September 25, 2023 - November 9, 2023
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
ATLANTA, GA
Past
April 6, 2023 - November 9, 2023
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EE
EMERSON EQUITY LLC
EMERSON EQUITY LLC
CRD#: 130032 / SEC#: 801-120835, 8-66296
RIA
Registered Investment Advisory firm - SEC (4/16/2021 Approved)California
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/19/2023 Terminated)Nevada
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)New York
Registered Investment Advisory firm - SEC (9/21/2021 Terminated)North Carolina
Registered Investment Advisory firm - SEC (4/12/2023 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Texas
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Virginia
Registered Investment Advisory firm - SEC (2/14/2022 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (11/16/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(2/24/2025)
IAR
Georgia(3/31/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/5/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EE
EMERSON EQUITY LLC
EMERSON EQUITY LLC
CRD#: 130032 / SEC#: 801-120835, 8-66296
RIA
Registered Investment Advisory firm - SEC (4/16/2021 Approved)California
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/19/2023 Terminated)Nevada
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)New York
Registered Investment Advisory firm - SEC (9/21/2021 Terminated)North Carolina
Registered Investment Advisory firm - SEC (4/12/2023 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Texas
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Virginia
Registered Investment Advisory firm - SEC (2/14/2022 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (11/16/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
155 Bovet Road, Suite 725, San Mateo, CA 94402
Mailing Address
155 Bovet Road, Suite 725, San Mateo, CA 94402
Phone number
(650) 312-0200
Established
California since 10/10/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
222
SEC notice filing (32 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 1,091 |
| AUM (Assets Under Management) | $ 327,937,701 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
