SM
Scott T. Macartney
MARTIN NELSON & CO.
Seattle, WA 98109-3031
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CRD#: 7445713
SM
Professional summary
Scott Thomas Macartney is a registered financial advisor currently at MARTIN NELSON & CO., INC. located in Seattle, Washington.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Scott has worked at 1 firm and has passed the Series 66, Series 7TO, SIE and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Scott Macartney LLC, owner, personal athletic online training, 2-4h a week, not-investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Thomas Macartney's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Scott Thomas Macartney's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 5, 2021 - Present
MARTIN NELSON & CO., INC.
Office #1: 1500 Westlake Ave North #200, Seattle, WA 98109-3031RIA
BD
CRD#: 2903
Seattle, WA
Current
October 14, 2021 - Present
MARTIN NELSON & CO., INC.
Office #1: 1500 Westlake Ave N. Ste 200, Seattle, WA 98109-3031RIA
BD
CRD#: 2903
Seattle, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MARTIN NELSON & CO., INC.
MARTIN NELSON & CO., INC.
CRD#: 2903 / SEC#: 801-123009, 8-831
RIA
Registered Investment Advisory firm - SEC (1/11/2022 Approved)Oregon
Registered Investment Advisory firm - SEC (11/24/2020 Terminated)Washington
Registered Investment Advisory firm - SEC (2/14/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(1/30/2025)
RR
Montana(1/30/2025)
RR
Washington(11/5/2021)
IAR
Washington(11/5/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/14/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MARTIN NELSON & CO., INC.
MARTIN NELSON & CO., INC.
CRD#: 2903 / SEC#: 801-123009, 8-831
RIA
Registered Investment Advisory firm - SEC (1/11/2022 Approved)Oregon
Registered Investment Advisory firm - SEC (11/24/2020 Terminated)Washington
Registered Investment Advisory firm - SEC (2/14/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
1500 Westlake Ave N. Ste 200, Seattle, WA 98109-3031
Mailing Address
1500 Westlake Ave N. Ste 200, Seattle, WA 98109-3031
Phone number
(206) 682-6261
Established
Washington since 04/01/1954
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
7
SEC notice filing (9 States and Territories)
FINRA licenses (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 392 |
| AUM (Assets Under Management) | $ 260,010,706 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
